Investment Services


Our Financial Advisors follow a six-step process to guide you through the process of setting and addressing, pursuing, and working toward your financial goals.

  1. Establish a Relationship with a Gate City Investment Services Professional

    Meet with a LPL Financial Advisor to discuss financial planning services.

  2. Gather Data and Develop Financial Goals

    Gather necessary documents to help assess your current financial situation. Personal and financial goals, including timeframes and comfort level when it comes to financial risks, will be discussed.

  3. Analyze and Evaluate Financial Status

    Review all aspects of your situation and determine what you need to do to meet your goals. Your assets, liabilities and cash flow, current insurance coverage, investments, or tax strategies may be analyzed.

  4. Review Financial Advisors Recommendations

    Review financial recommendation by financial advisor. Rationale will be provided to make informed decisions. Discuss any concerns and revise recommendations, if necessary.

  5. Development and Implementation of your Financial Plan

    Discuss how the recommendations will be carried out. The Financial Planner may carry out the recommendations or serve as your coach to coordinate the process with you.

  6. Annual Review

    Determine who will monitor your plan, annually review, and adjust recommendations as your goals, timeframes, or circumstances change.


Financial Planning Services

Representatives at Gate City Investment Services provide professional advice and a full variety of financial services, including:

Strategies for:

  • Portfolio Evaluation
  • Investment Planning
  • Retirement Planning
  • College Funding
  • Insurance

Fixed Income Investments:

  • Municipal Bonds
  • Unit Investment Trusts
  • Government Securities
  • Corporate Bonds
  • Fixed Annuities

Equity Investments:

  • Mutual Funds
  • Common Stock
  • Preferred Stock
  • Variable Annuities

Insurance:

  • Life Insurance
  • Disability Insurance
  • Long Term Care Insurance

Need more information regarding financial planning?
No problem! We have the resources for you.

Check the background of this investment professional on FINRA BrokerCheck

NOT FDIC INSURED | NOT BANK GUARANTEED | MAY LOSE VALUE | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

Securities and Advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC. Insurance products offered through LPL Financial or its licensed affiliates. Gate City Bank and Gate City Investment Services are not registered broker/dealers and are not affiliated with LPL Financial.

The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: North Dakota, Minnesota, Florida, Michigan, Iowa, Arkansas, Arizona, South Dakota, Tennessee, Colorado, Texas, California, Ohio, Montana, Pennsylvania, Washington, Wyoming